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International (voluntary) · Published Dec 2023

ISO/IEC 42001:2023 — AI Management System

Scope

Management-system standard for establishing, implementing, maintaining, and continually improving an AI management system.

Who must comply

Any organisation providing or using AI products or services, regardless of size or sector.

AIMSS coverage

61%

Weighted overlap with this regulation

Fully covered clauses9
Partial coverage15
Not addressed here3

Clause map

AIMSS clauses that satisfy ISO/IEC 42001.

AIMSS §10.1

Continuous integrity programme

Governance

Full

PDCA-style continual improvement (Clause 10).

AIMSS §10.2

External assurance & independent re-audit

Governance

Full

Designed for accredited third-party certification.

AIMSS §4.1

AI inventory & system register

Governance

Full

Annex A.6 governs the AI system life cycle, including AI system documentation and inventory.

Annex A.6

AIMSS §4.2

Documented AI policy & accountable executive

Governance

Full

Clauses 5.1–5.3 require leadership commitment, AI policy, and assigned roles.

AIMSS §4.3

Risk classification & impact assessment

Governance

Full

Annex A.5 requires an AI system impact assessment process (alongside risk assessment in Clause 6.1).

A.5.2–A.5.4

AIMSS §4.4

Third-party & supply-chain AI obligations

Governance

Full

Annex A.10 covers third-party relationships and customer obligations.

AIMSS §9.1

Post-market monitoring & incident reporting

Lifecycle

Full

Clauses 9 & 10 cover performance evaluation and improvement.

AIMSS §9.2

Cybersecurity & adversarial robustness

Lifecycle

Full

Security controls extended to AI assets (Annex A.7, A.9).

AIMSS §9.4

Audit trail & technical documentation

Lifecycle

Full

Documented information requirements throughout the standard (Clause 7.5).

AIMSS §5.1

Independent ethics review

Ethics

Partial

Encourages ethics consideration but no independent body required.

AIMSS §5.2

Human oversight & meaningful intervention

Ethics

Partial

Annex A.9 addresses human oversight as a control objective.

AIMSS §5.3

Explainability of automated decisions

Ethics

Partial

Transparency to users required as a control objective.

AIMSS §5.4

Disclosure to affected persons

Ethics

Partial

Annex A.8 stakeholder communication required.

AIMSS §6.1

Water & cooling impact disclosure

Climate

Partial

Environmental impact considered within the AI management system scope.

AIMSS §6.2

Training & inference emissions accounting

Climate

Partial

Environmental impact among AI objectives.

AIMSS §6.3

Lifecycle carbon disclosure to buyers

Climate

Partial

Information for interested parties (Annex A.8) can include climate data.

AIMSS §6.4

Emissions reduction targets

Climate

Partial

Continual improvement applies if scoped to emissions.

AIMSS §7.1

Data-worker labour conditions

Labour

Partial

Resource & competence clauses cover staff but not contractors broadly.

AIMSS §7.4

Workforce displacement notice & re-skilling

Labour

Partial

Stakeholder engagement covers affected staff (Annex A.8).

AIMSS §8.1

Bias & disparate-impact testing

Society

Partial

Annex A.7 data quality & bias considerations.

AIMSS §8.2

Demographic-data governance for fairness testing

Society

Partial

Data quality and bias controls referenced (Annex A.7).

AIMSS §8.3

Accessibility for users with disabilities

Society

Partial

Interested-party needs include accessibility considerations.

AIMSS §8.4

Misuse & dual-use assessment

Society

Partial

AI risk assessment may cover misuse.

AIMSS §8.5

Content provenance & synthetic-media labelling

Society

Partial

Information to users covers disclosure of AI involvement.

AIMSS goes further

3 additional AIMSS clauses go beyond what ISO/IEC 42001 requires.

  • AIMSS §7.3Red-team psychological safeguardsLabour
  • AIMSS §9.3Public complaints registerLifecycle
  • AIMSS §7.2Pay-floor & overtime limits for data workersLabour